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Information about how Gallantree operates, the terms that apply to your use of this website, and the disclosures required by US federal securities laws.

Privacy Policy

Last updated: 9 August 2026

Gallantree, Inc. and its subsidiaries and affiliates, including Gallantree Securities LLC and Gallantree Advisors LLC (together, "Gallantree", "we", "us" or "our"), are committed to protecting the privacy of personal information we collect. This Privacy Policy sets out how we collect, use, disclose, store, and protect personal information in accordance with US federal financial-privacy laws, including the Gramm-Leach-Bliley Act (GLBA) and SEC Regulation S-P, the California Consumer Privacy Act (CCPA/CPRA), and other applicable US state privacy laws.

Personal information we collect

The types of personal information we may collect include:

  • identification details such as your name, date of birth, residential address, and Social Security Number or Taxpayer Identification Number;
  • contact details including email, telephone numbers, and business address;
  • professional information such as your employer, role, and investment experience;
  • financial information relevant to investor accreditation (QIB / Accredited Investor) assessments;
  • identity-verification information required for Bank Secrecy Act, USA PATRIOT Act, and OFAC compliance; and
  • technical information collected automatically when you use this website, such as IP address, device type, browser, and pages viewed.

How we collect information

We collect personal information directly from you where practicable, including when you contact us, complete a form on this website, request information about our products, or subscribe to an offering. We may also collect information from third parties such as your registered investment adviser, identity-verification providers, accredited-investor verification providers, public registers, and our service providers.

How we use personal information

We use personal information to provide our products and services, assess investor accreditation and eligibility, comply with legal and regulatory obligations (including BSA / OFAC, tax reporting under IRS Forms 1099 / 1042-S and K-1, FATCA / CRS, and sanctions-screening), respond to inquiries, send you information you have requested, and improve our website and services.

Disclosure of personal information

We may disclose personal information to our affiliates, service providers (including indenture trustees, custodians, administrators, transfer agents, auditors, legal counsel, and technology providers), regulators (including the SEC, FINRA, FinCEN, OFAC, and state securities regulators), and law enforcement agencies, and other parties where required or authorized by law. Some recipients may be located outside the United States, in jurisdictions where data-protection laws differ from those in the US.

Cookies and analytics

This website uses cookies and similar technologies to operate the site and measure its performance. You can control cookies through your browser settings, though some features of the site may not function correctly if cookies are disabled.

Security

We maintain administrative, technical, and physical safeguards designed to protect personal information from misuse, interference, loss, unauthorized access, modification, or disclosure, consistent with SEC Regulation S-P and Regulation S-ID. No electronic transmission or storage is completely secure, however, and we cannot guarantee absolute security.

Your rights

Depending on your state of residence, you may have rights under state privacy laws (including California's CCPA/CPRA) to request access to, correction of, or deletion of, personal information we hold about you, and to opt out of certain uses and disclosures. You may exercise these rights by contacting our Privacy Officer at the address below.

Complaints

If you believe we have not complied with applicable privacy laws, please contact our Privacy Officer. We will acknowledge your complaint promptly and aim to resolve it within 30 days. If you are not satisfied with our response, you may refer the matter to the Federal Trade Commission (ftc.gov) or, for California residents, to the California Privacy Protection Agency.

Privacy Officer

Contact us at [email protected].

The institutional originate-to-distribute platform for the US asset classes beyond the agency mandate: commercial real estate, home loans, middle-market corporate loans, equipment finance, auto loans, and esoteric assets.

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Securities offered through Gallantree Securities LLC, member FINRA / SIPC. Investment advisory services offered through Gallantree Advisors LLC, an investment adviser registered with the U.S. Securities and Exchange Commission; registration does not imply a certain level of skill or training. Gallantree Securities LLC and Gallantree Advisors LLC are affiliated entities of Gallantree, Inc. Check the background of our firm and professionals on FINRA BrokerCheck and the SEC's Investment Adviser Public Disclosure (IAPD). This website is directed to institutional investors, Qualified Institutional Buyers (QIBs) as defined in Rule 144A, and Accredited Investors as defined in Rule 501 of Regulation D under the U.S. Securities Act of 1933, as amended. It is not an offer to sell, or a solicitation of an offer to buy, any security in any jurisdiction in which such offer or solicitation would be unlawful. Any securities discussed are offered only by means of a private placement memorandum, prospectus, or other offering document. Investments involve risk, including possible loss of principal. Past performance is not indicative of future results. Gallantree provides institutional originate-to-distribute infrastructure for US asset classes outside the mandates of the government-sponsored enterprises, including commercial real estate, home loans, middle-market corporate loans, equipment finance, auto loans, and esoteric assets. Gallantree is not affiliated with, sponsored by, endorsed by, or acting on behalf of Fannie Mae, Freddie Mac, Ginnie Mae, the Federal Housing Finance Agency, the Federal Home Loan Bank system, or any U.S. federal agency or government-sponsored enterprise, and Gallantree programs are not guaranteed by any such entity or by the U.S. government.

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